2023 Compliance Officer Bootcamp
January 25, 2023
2:30 p.m. - 4:30 p.m. CST
Have you ever woken up in a panic the night before an examination wondering if the bank will maintain its compliance rating and board expectations? Do you ever feel like you are unsure whether or not you are using your time and resources effectively? If you have ever experienced either of these situations, this webinar is for you!
This webinar is designed to show compliance officers how to develop an effective and efficient compliance program and ensure no loss of sleep wondering "what if." It will cover common situations a Compliance Officer may deal with on a day-to-day basis when managing a compliance program. Unlike most webinars, this webinar will focus less on regulatory requirements and more on ensuring they are being met!
Topics to be Covered:
- How to identify the bank's compliance risk
- How to monitor compliance risk
- Drilling down the root cause
- How to resolve or mitigate compliance risk
- How to implement a solution
- The frequency of monitoring
- How to track a bank's compliance health
- Where can I find Regulatory Resources
Jeff Narron, CRCM, AAP, CCBCO - Compliance Specialist and Auditor
Jeff accepted a Compliance Specialist and Auditor position with the Kansas Bankers Association in 2018. Prior to joining the KBA, Jeff worked as an operations manager, compliance officer, auditor, loan officer and many other roles for Kansas community banks. Jeff has over twenty years of experience in banking to share with you. He earned his Community Bank Compliance Officer (CCBCO) certification in 2007, and in the last two years received ABA's Certified Regulatory Compliance Manager (CRCM), and NACHA's Accredited ACH Profession (AAP) designation.
**Program fees are based on bank asset size. There is no limit on the number of people that can attend the virtual session from your financial institution. Please login and register one person from your bank and pay based on your bank’s asset size. Then email all other attendees (include attendee’s first and last name, bank location and e-mail) to Natalie Wareham at firstname.lastname@example.org so that additional attendees can be registered free of charge to receive their own link and login information for the session.
*We understand circumstances arise requiring cancellation - if you cancel up to 3 business days before the program, your registration fee will be refunded.
*Any transmission, retransmission or republishing of the audio or video portion of the seminar is strictly prohibited.